Michael Coletta

COLETTA CAPITAL

WESTLAKE, OH 44145

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CRD#: 6388664

Professional summary

Michael Coletta, CFP®, who also goes by Michael Coletta, Michael Joseph Coletta, is a registered financial advisor currently at COLETTA CAPITAL, LLC located in Westlake, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Coletta | Michael Joseph Coletta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

independent insurance agent since 08/2022; 110 Traders Cross, 1st Floor, Bluffton, SC 29909; investment related; selling insurance products; 15 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Coletta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

August 11, 2022 - Present

COLETTA CAPITAL, LLC

Office #1: 159 Crocker Park Blvd Suite 400, Westlake, OH 44145

RIA

CRD#: 322161

WESTLAKE, OH

Past

January 23, 2022 - November 17, 2022

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

RIA

CRD#: 159811

Bluffton, SC

Past

December 15, 2020 - December 31, 2021

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

RIA

CRD#: 159811

Bluffton, SC

Past

October 17, 2017 - October 1, 2020

EDWARD JONES

RIA

CRD#: 250

SAVANNAH, GA

Past

September 26, 2017 - October 1, 2020

EDWARD JONES

CRD#: 250

SAVANNAH, GA

Past

November 25, 2015 - November 29, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

December 22, 2014 - May 14, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PLANO, TX

Past

November 6, 2014 - May 14, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/26/2022)

IAR

South Carolina
(8/11/2022)

IAR

Texas
(10/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2014

General Securities Representative Examination

Current Firm

COLETTA CAPITAL, LLC

CRD#: 322161 / SEC#:

Ohio

Registered Investment Advisory firm - (10/26/2022 Approved)

South Carolina

Registered Investment Advisory firm - (8/11/2022 Approved)

Texas

Registered Investment Advisory firm - (10/25/2022 Conditional Restricted)

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Contact information

Main Address

159 Crocker Park Blvd Suite 400, Westlake, OH 44145

Mailing Address

Phone number

(440) 641-0153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 4,593,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Coletta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Coletta's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

EDWARD JONES

EDWARD JONES

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2017

Series 7TO

Date: 3/26/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/6/2014

Current Firm

COLETTA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLETTA CAPITAL, LLC

TRUST BUT VERIFY

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