Christopher R. Tooker

HUB INVESTMENT ADVISORS,

Omaha, NE 68154

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CRD#: 6388116

Professional summary

Christopher Ryan Tooker, CFP®, CIMA®, CPWA®, who also goes by Chris Tooker, Christopher R Tooker, Christopher Tooker, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and HUB INVESTMENT PARTNERS, LLC located in Omaha, Nebraska.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Tooker | Christopher R Tooker | Christopher Tooker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Tooker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-11-11

Expire date: 2024-04-30

Experience

Current

September 9, 2024 - Present

HUB INVESTMENT ADVISORS, INC

Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154

RIA

CRD#: 164600

Omaha, NE

Current

January 6, 2026 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 11516 Miracle Hills Drive, Suite 100, Omaha, NE 68154

RIA

CRD#: 307956

Omaha, NE

Current

August 26, 2024 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154

RIA

CRD#: 43285

Omaha, NE

Current

December 11, 2024 - Present

HUB INTERNATIONAL INVESTMENT SERVICES INC.

Office #1: 900 S Capital Of Tx Highway Suite 350, Austin, TX 78746

CRD#: 150252

AUSTIN, TX

Past

February 9, 2023 - July 25, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

January 23, 2023 - July 24, 2024

CWM, LLC

RIA

CRD#: 155344

Omaha, NE

Past

March 18, 2019 - November 3, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Omaha, NE

Past

February 26, 2019 - November 3, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Omaha, NE

Past

November 12, 2014 - September 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OMAHA, NE

Past

October 17, 2014 - September 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(2/18/2026)

IAR

California
(10/14/2024)

Nebraska
(8/26/2024)

IAR

Nebraska
(9/9/2024)

IAR

New Jersey
(1/7/2026)

IAR

New Mexico
(9/10/2024)

IAR

North Dakota
(9/16/2024)

IAR

South Dakota
(9/10/2024)

IAR

Texas
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (1/23/2026)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Tooker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Tooker's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUB INVESTMENT PARTNERS, LLC

M HOLDINGS SECURITIES, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CETERA WEALTH SERVICES, LLC

CWM, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2014

SIE

Date: 9/28/2018

Series 7

Date: 10/16/2014

FINRA

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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