Christopher R. Tooker
HUB INVESTMENT ADVISORS,
Omaha, NE 68154
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CRD#: 6388116
Professional summary
Christopher Ryan Tooker, CFP®, CIMA®, CPWA®, who also goes by Chris Tooker, Christopher R Tooker, Christopher Tooker, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and M HOLDINGS SECURITIES, INC. located in Omaha, Nebraska.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Tooker | Christopher R Tooker | Christopher Tooker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: KIWANIS CLUB OF OMAHA FOUNDATION INVESTMENT RELATED: NO ADDRESS: 13325 HILLSBOROUGH DRIVE OMAHA, NE 68164 NATURE OF BUSINESS: KIWANIS CLUB START: 10/2022 TITLE: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: CONDUCT SEMI-ANNUAL INVESTMENT REVIEW MEETINGS AND MAKE RECOMMENDATIONS TO THE KIWANIS CLUB OF OMAHA BOARD OF DIRECTORS ON MATTERS SUCH AS INVESTMENT ALLOCATION, ADVISORY FEES, AND SUSTAINABLE WITHDRAWAL RATES. 2. NAME OF OTHER BUSINESS: DOWNTOWN OMAHA ROTARY CLUB FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1616 DODGE STREET OMAHA, NE 68102 NATURE OF BUSINESS: ROTARY CLUB START: 07/2022 TITLE: IMMEDIATE PAST PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: CONDUCT SEMI-ANNUAL INVESTMENT REVIEW MEETINGS AND MAKE RECOMMENDATIONS TO THE ROTARY CLUB OF OMAHA BOARD OF DIRECTORS ON MATTERS SUCH AS INVESTMENT ALLOCATION, ADVISORY FEES, AND SUSTAINABLE WITHDRAWAL RATES. 3. NAME OF OTHER BUSINESS: TT&T PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: PO BOX 540496 OMAHA, NE 68154 NATURE OF BUSINESS: REAL ESTATE START: 08/2014 TITLE: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MANAGE RENTAL CONTRACTS, ADDRESS MAINTENANCE ISSUES, COLLECT RENT, PAY INVOICES, ETC. 4. NAME OF OTHER BUSINESS: Kaplan - College for Financial Planning INVESTMENT RELATED: NO ADDRESS: 9000 E Nichols Ave #200, Centennial, CO 80112 NATURE OF BUSINESS: Higher Education START: 08/2024 TITLE: Instructor APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Engage students in dialogue related to behavior finance and client psychology; facilitate and monitor online discussion forums; grade papers, quizzes, and assignments 5)Hub International; 11516 Miracle Hills Drive, Omaha, NE 68154; Financial planning; Investment Related; Wealth Advisor and Education Consultant; One on one Consultations and group presentation; 07/29/2024; 160 hours per month; 160 per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ryan Tooker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
CPWA®
Start date: 2019-11-11
Expire date: 2024-04-30
Experience
Current
September 9, 2024 - Present
HUB INVESTMENT ADVISORS, INC
Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154RIA
CRD#: 164600
Omaha, NE
Current
August 26, 2024 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154RIA
BD
CRD#: 43285
Omaha, NE
Current
December 11, 2024 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114BD
CRD#: 150252
Kansas City, MO
Past
February 9, 2023 - July 25, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OMAHA, NE
Past
January 23, 2023 - July 24, 2024
CWM, LLC
RIA
CRD#: 155344
Omaha, NE
Past
March 18, 2019 - November 3, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Omaha, NE
Past
February 26, 2019 - November 3, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Omaha, NE
Past
November 12, 2014 - September 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OMAHA, NE
Past
October 17, 2014 - September 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/14/2024)
RR
Nebraska(8/26/2024)
IAR
Nebraska(9/9/2024)
IAR
New Mexico(9/10/2024)
IAR
North Dakota(9/16/2024)
IAR
South Dakota(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154
Mailing Address
Phone number
(402) 964-5400
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 529 |
| AUM (Assets Under Management) | $ 2,073,694,709 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUB INVESTMENT ADVISORS, INC
CRD#: 164600Omaha, NE 68154TRUST BUT VERIFY
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