DC
Donald W. Cooley
GLOBAL VIEW CAPITAL MANAGEMENT LLC
PARKER, CO
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CRD#: 6388108
DC
Professional summary
Donald W Cooley, who also goes by Don Cooley, Donald Wayne Cooley, Donald Cooley, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Parker, Colorado and MCDERMOTT INVESTMENT SERVICES, LLC located in Naples, Florida.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Donald has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don Cooley | Donald Wayne Cooley | Donald Cooley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] HOME DECISIONS LLC; NOT INVESTMENT RELATED; ADDRESS: 14684 HAFLINGER AVENUE, PARKER, CO 80134; NATURE: PASS-THROUGH ENTITY; POSITION: MEMBER & OWNER; STARTED: 01.02.2012; APPROX. 10 HRS/MO; APPROX. 10 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: CREATE CONTENT AND MANAGE INCOME AND EXPENDITURES OF PASS-THROUGH ENTITY. [2] Revolve Mortgage Inc LLC; NOT INVESTMENT RELATED; ADDRESS:5770 McIntyre St Ste 5, Golden, CO 80403, US; NATURE: MORTGAGES; POSITION: MORTGAGE BROKER; STARTED: 12/04/2024; APPROX. 10 HRS/MO; APPROX. 10 HRS/MO DURING TRADING; RESPONSIBILITIES: MORTGAGE LOAN ORIGINATION SERVICES, WORK WITH CLIENTS TO DETERMINE BEST LOAN FOR THEIR HOME PURCHASE OR REFINANCE. [3] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 09.06.2024; APPROX. 30 HRS/MONTH; APPROX. 30 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS AS WELL AS OFFER PROVIDER LEGAL SERVICES FOR WILLS, TRUSTS, ETC. [4] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 09.30.2024; APPROX. 100 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 100 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE.
CRS (Client Relationship Summary) - RIA
Click below to view Donald W Cooley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2024 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
PARKER, CO
Current
December 6, 2024 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 900 Broad Ave South Suite 2c, Naples, FL 34102BD
CRD#: 154926
NAPLES, FL
Past
January 26, 2015 - September 27, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Centennial, CO
Past
September 17, 2014 - September 27, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Centennial, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(10/4/2024)
RR
Colorado(12/6/2024)
RR
Maryland(12/6/2024)
RR
Massachusetts(12/6/2024)
RR
Montana(12/6/2024)
RR
North Carolina(12/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
