Jessica L. Hargrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Lynn Hargrett, who also goes by Jessica Lynn Bartlone, Jessica Bartlone, Jessica Hargrett, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2015. Jessica had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2020 - February 10, 2026
POLEN CAPITAL MANAGEMENT, LLC
March 11, 2020 - February 10, 2026
FORESIDE FUNDS DISTRIBUTORS LLC
July 15, 2015 - June 26, 2019
UBS FINANCIAL SERVICES INC.
February 23, 2015 - June 26, 2019
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,732 |
| AUM (Assets Under Management) | $ 37,703,918,773 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
