Natalia Rodriguez

THUREOS ASSET MANAGEMENT LLC

Miami, FL 33130

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CRD#: 6387901

Professional summary

Natalia Rodriguez, who also goes by Natalia M Rodriguez, Natalia Rodriguez, is a registered financial advisor currently at THUREOS ASSET MANAGEMENT LLC located in Miami, Florida.

Natalia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Natalia has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Natalia M Rodriguez | Natalia Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalia Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2020 - Present

THUREOS ASSET MANAGEMENT LLC

Office #1: 66 W. Flagler St. 9th Fl, Suite 9078, Miami, FL 33130

RIA

CRD#: 311400

Miami, FL

Past

April 29, 2019 - September 30, 2020

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

MELVILLE, NY

Past

April 18, 2019 - September 30, 2020

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

MELVILLE, NY

Past

April 4, 2017 - April 3, 2019

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

MIAMI, FL

Past

March 29, 2017 - April 3, 2019

SANTANDER SECURITIES LLC

CRD#: 41791

MIAMI, FL

Past

September 23, 2015 - April 11, 2017

MFS INSTITUTIONAL ADVISORS INC.

RIA

CRD#: 107144

BOSTON, MA

Past

September 11, 2015 - November 29, 2016

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

January 20, 2015 - May 22, 2015

OPPENHEIMER & CO. INC.

CRD#: 249

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2015

General Securities Representative Examination

Current Firm

THUREOS ASSET MANAGEMENT LLC

CRD#: 311400 / SEC#:

Florida

Registered Investment Advisory firm - (11/25/2020 Approved)

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Contact information

Main Address

66 W. Flagler St. 9th Fl, Suite 9078, Miami, FL 33130

Mailing Address

Phone number

(786) 550-8832

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 28,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Natalia Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalia Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MFS INSTITUTIONAL ADVISORS INC.

MFS FUND DISTRIBUTORS, INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2015

Series 7TO

Date: 3/14/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2015

Current Firm

THUREOS ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THUREOS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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