MS
Matthew S. Smartt
HENRICKSON NAUTA WEALTH ADVISORS
BELMONT, MI 49306
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CRD#: 6387517
MS
Professional summary
Matthew Stephen Smartt, CFP® is a registered financial advisor currently at HENRICKSON NAUTA WEALTH ADVISORS, INC. located in Belmont, Michigan and OSAIC WEALTH, INC. located in Belmont, Michigan.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HENRICKSON NAUTA WEALTH ADVISORS;INVESTMENT RELATED;2325 Belmont Center Drive NE,Suite A,Belmont,MI 49306;REGISTERED INVESTMENT ADVISOR;ASSOCIATE ADVISOR;12/15/2014;80 HRS/MONTH;3.5 HRS DURING TRADING;HANDLE MEETING PREPARATION
2)TRIAD ADVISORS, INC., INVESTMENT RELATED, NORCROSS, GA, BROKER-DEALER, advisor, 12/2015, 80 HRS/MONTH
3)Henrickson Nauta Retirement Advisors,LLC;investment related;2325 Belmont Center Dr,Suite A,Belmont,WI 49306;retirement planning;wealth advisor;8/1/2018;165 hrs/month;30 minutes during trading;servicing existing broker dealer business
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Stephen Smartt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 31, 2016 - Present
HENRICKSON NAUTA WEALTH ADVISORS, INC.
Office #1: 2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306RIA
CRD#: 141201
BELMONT, MI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2325 Belmont Center Dr Suite A, Belmont, MI 49306RIA
BD
CRD#: 23131
BELMONT, MI
Past
September 14, 2015 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
BELMONT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HN
HENRICKSON NAUTA WEALTH ADVISORS, INC.
CHARGE CAPITAL GROUP | VISION CAPITAL PARTNERS, INC. | HN WEALTH ADVISORS | HENRICKSON NAUTA WEALTH ADVISORS, INC. | HENRICKSON NAUTA WEALTH ADVISORS
CRD#: 141201 / SEC#: 801-69451
RIA
Registered Investment Advisory firm - (7/31/2008 Approved)California
Registered Investment Advisory firm - (8/12/2008 Terminated)Georgia
Registered Investment Advisory firm - (8/12/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Indiana(8/23/2024)
IAR
Michigan(5/31/2016)
RR
Michigan(8/23/2024)
RR
New Mexico(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Texas(8/23/2024)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HN
HENRICKSON NAUTA WEALTH ADVISORS, INC.
CHARGE CAPITAL GROUP | VISION CAPITAL PARTNERS, INC. | HN WEALTH ADVISORS | HENRICKSON NAUTA WEALTH ADVISORS, INC. | HENRICKSON NAUTA WEALTH ADVISORS
CRD#: 141201 / SEC#: 801-69451
RIA
Registered Investment Advisory firm - (7/31/2008 Approved)California
Registered Investment Advisory firm - (8/12/2008 Terminated)Georgia
Registered Investment Advisory firm - (8/12/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306
Mailing Address
Phone number
(616) 361-9308
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,912 |
| AUM (Assets Under Management) | $ 805,385,600 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 01/20/2025 | ||
| 10/19/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HENRICKSON NAUTA WEALTH ADVISORS, INC.
CRD#: 141201Belmont, MI 49306TRUST BUT VERIFY
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