Russell W. Newton

VESTWELL ADVISORS LLC

Milford, NH

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CRD#: 6387410

Professional summary

Russell William Newton is a registered financial advisor currently at VESTWELL ADVISORS LLC located in Milford, New Hampshire and VESTWELL SECURITIES, LLC located in New York, New York.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Russell has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell William Newton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2025 - Present

VESTWELL ADVISORS LLC

Office #2: 360 Madison Avenue 15th Floor, New York, NY 10017

RIA

CRD#: 284173

Milford, NH

Current

July 22, 2025 - Present

VESTWELL SECURITIES, LLC

Office #1: 360 Madison Avenue 15th Floor, New York, NY, 10017

CRD#: 331531

NEW YORK, NY

Past

June 17, 2021 - December 31, 2024

VESTWELL ADVISORS LLC

RIA

CRD#: 284173

NEW YORK, NY

Past

August 22, 2018 - January 26, 2021

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

September 23, 2015 - March 16, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

September 26, 2014 - March 15, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTWELL ADVISORS LLC

CRD#: 284173 / SEC#: 801-107981

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

Kansas

Registered Investment Advisory firm - (1/23/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (1/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/13/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 6/13/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VESTWELL ADVISORS LLC

CRD#: 284173 / SEC#: 801-107981

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

Kansas

Registered Investment Advisory firm - (1/23/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (1/23/2025 Terminated)

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Contact information

Main Address

360 Madison Avenue 15th Floor, New York, NY 10017

Mailing Address

Phone number

(917) 979-5358

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 - MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	7,946
AUM (Assets Under Management)	$ 427,149,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Russell W. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell William Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTWELL SECURITIES, LLC

VESTWELL ADVISORS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

VESTWELL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2015

Series 63

Date: 10/10/2014

Series 7TO

Date: 6/13/2023

Series 6TO

Date: 6/13/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2014

FINRA

Current Firm

VESTWELL ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTWELL ADVISORS LLC

TRUST BUT VERIFY

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