Dennis B. Hinton

NORTH RIVER GROUP

Birmingham, AL 35203

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CRD#: 6387319

Professional summary

Dennis Boone Hinton is a registered financial advisor currently at NORTH RIVER GROUP, LLC located in Birmingham, Alabama.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dennis has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

On a periodic basis Dennis Hinton, through (North Bluff LLC) may introduce private parties to business owners and/or investment banks that are looking to sell part, or all, of their companies to interested parties. In exchange for this introductory service, Hinton would collect a separate, customary fee on deals that are consummated. This activity may create a conflict of interest insofar as additional income could be pursued apart from advisory work; however, the expected conflict would be minimal since the time devoted to this activity would be de minimis and this activity would not involve advisory clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Boone Hinton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2019 - Present

NORTH RIVER GROUP, LLC

Office #1: 420 20th Street North, Suite 2200, Birmingham, AL 35203

RIA

CRD#: 298565

Birmingham, AL

Past

November 10, 2014 - November 28, 2016

BONAVENTURE CAPITAL, LLC

RIA

CRD#: 120780

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(8/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2014

Uniform Investment Adviser Law Examination

Current Firm

NORTH RIVER GROUP, LLC

CRD#: 298565 / SEC#:

Alabama

Registered Investment Advisory firm - (8/1/2019 Approved)

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Contact information

Main Address

420 20th Street North Suite 2200, Birmingham, AL 35203

Mailing Address

Phone number

(205) 292-6000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 3,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis B. Hinton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Boone Hinton's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH RIVER GROUP, LLC

BONAVENTURE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2014

Current Firm

NORTH RIVER GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH RIVER GROUP, LLC

TRUST BUT VERIFY

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