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DH

Dennis B. Hinton

NORTH RIVER GROUP
Birmingham, AL 35203
Some features on this profile are disabled
CRD#: 6387319
DH

Professional summary

Dennis Boone Hinton is a registered financial advisor currently at NORTH RIVER GROUP, LLC located in Birmingham, Alabama.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dennis has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Boone Hinton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2019 - Present

NORTH RIVER GROUP, LLC

Office #1: 420 20th Street North, Suite 2200, Birmingham, AL 35203
RIA
CRD#: 298565
Birmingham, AL
Past

November 10, 2014 - November 28, 2016

BONAVENTURE CAPITAL, LLC

RIA
CRD#: 120780
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(8/5/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/8/2014
Uniform Investment Adviser Law Examination

Current Firm

NR
NORTH RIVER GROUP, LLC
NORTH RIVER GROUP, LLC

CRD#: 298565 / SEC#:

Alabama
Registered Investment Advisory firm - (8/1/2019 Approved)
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Contact information

Main Address
420 20th Street North Suite 2200, Birmingham, AL 35203
Mailing Address
Phone number
(205) 292-6000
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 3,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH RIVER GROUP, LLC

CRD#: 298565Birmingham, AL 35203

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