Jeffrey D. Stanga
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 6387255
Professional summary
Jeffrey David Stanga, CFP®, who also goes by Jeffrey Stanga, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jeffrey has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Biography
Jeffrey D. Stanga is a CFP® and has been in the financial services industry since 2006. Jeff graduated in 2004 from Cal Poly San Luis Obispo with a degree in Business Administration and a Minor in Economics. He earned his Certified Financial Planner™ designation through Boston University and is a member of the Financial Planning Association of Orange County.
As a lead Certified Financial Planner at Financial Management Network, Jeff specializes in preparing comprehensive financial plans for small business owners and individuals. Financial planning is the pathway to achieving goals in a low stress manner, whether it is college funding for children, purchasing a second home, dream vacations, or building a business.
For small business owners, Jeff's team evaluates corporate retirement plans such as 401(k), 403b, Profit Sharing, and Defined Benefit. Jeff also specializes in insurances and tax savings strategies for exit and transition planning.
For individuals and retirees, to round out one’s financial life, Jeff's full-service comprehensive financial planning team focuses on investment growth and income designs, mitigating Federal and State taxes, life and long term care insurance contracts, and estate planning.
Question & Answer
What are your service offerings?
Retirement Planning
Business Succession Planning
Employee and Employer Plan Ben...
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Stanga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SCEVRO FINANCE. POSITION: INDEPENDENT INSURANCE AGENT. LICENSED LIFE, ACCIDENT AND HEALTH INSURANCE AGENT. NATURE: INSURANCE SALES. INVESTMENT RELATED: NO. ADDRESS: 27 Leeds Aliso Viejo, CA 92656. NUMBER OF HOURS PER MONTH DEVOTED TO THE OTHER BUSINESS: APPROXIMATELY 10 from 6:30-1:00 START DATE: 12/04/2006. DESCRIPTION: INSURANCE. (2) Aliso Viejo Country Club; President of Men's Golf Association; not investment related; 33 Santa Barbara Rd, Aliso Viejo, CA: Hours per month- 5; start date 04/2022 3) FMN Centerpointe West LLC- LLC created to purchase commercial real estate; minority owner- 5%
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey David Stanga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
May 16, 2022 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
April 18, 2022 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
January 9, 2015 - April 6, 2021
FINANCIAL MANAGEMENT NETWORK INC
RIA
CRD#: 110454
MISSION VIEJO, CA
Past
October 28, 2014 - April 1, 2021
FMN CAPITAL CORPORATION
BD
CRD#: 38105
MISSION VIEJO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2022)
IAR
Arizona(5/21/2025)
RR
Arkansas(6/30/2022)
RR
California(5/16/2022)
IAR
California(5/16/2022)
RR
Colorado(2/23/2023)
RR
Hawaii(12/8/2023)
RR
Idaho(9/19/2022)
IAR
Idaho(5/7/2025)
RR
Indiana(8/5/2022)
RR
New York(8/7/2025)
RR
North Carolina(2/6/2023)
RR
Oregon(8/8/2024)
RR
South Carolina(6/14/2022)
IAR
Texas(5/26/2022)
RR
Texas(6/24/2022)
RR
Utah(5/31/2022)
IAR
Utah(8/29/2025)
RR
Washington(12/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
