Drew A. Millegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Alexander Millegan was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 2016. Drew had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2016 - December 16, 2016
J.W. MILLEGAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.W. MILLEGAN, INC.
CRD#: 40116 / SEC#: , 8-48967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLEGAN, JAMES WOODWORTH | PRESIDENT/CEO/SECRETARY/CCO | 1200051 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
