Gabriella D. Tucker
Professional summary
Gabriella Diana Tucker, CFP®, who also goes by Gabby Schlitt, Gabriella Diana Schlitt, Gabriella Schlitt, Gabriella D Tucker, Gabby Tucker, is a registered financial advisor currently at SYM FINANCIAL ADVISORS located in Winona Lake, Indiana.
Gabriella is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gabriella has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gabriella Diana Tucker's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
August 27, 2018 - Present
SYM FINANCIAL ADVISORS
Office #1: 801 Park Ave, Winona Lake, IN 46590April 18, 2016 - November 23, 2017
SCHWAB WEALTH ADVISORY, INC.
April 8, 2016 - April 18, 2016
CHARLES SCHWAB & CO., INC.
December 15, 2014 - November 23, 2017
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SYM FINANCIAL ADVISORS
CRD#: 107517 / SEC#: 801-23944
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/27/2018)
Exams
Current Firm
SYM FINANCIAL ADVISORS
CRD#: 107517 / SEC#: 801-23944
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,993 |
| AUM (Assets Under Management) | $ 4,879,622,399 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 06/29/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
