GV
Gerard Valenti
OSAIC INSTITUTIONS
Montville, NJ 07045
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CRD#: 6386849
GV
Professional summary
Gerard Valenti is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Montville, New Jersey.
Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gerard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NVE Bank (subsidiary of ION Bank). Banking. Yes, investment related. Started July 2025. Approx 200 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Gerard Valenti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerard Valenti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 223 Changebridge Rd, Montville, NJ 07045Office #2: 400 River Rd, New Milford, NJ 07646Office #3: 135 N Washington Ave, Bergenfield, NJ 07621Office #4: 740 Palisade Ave, Teaneck, NJ 07666Office #5: 1505 Teaneck Rd, Teaneck, NJ 07666Office #6: 80 County Rd, Tenafly, NJ 07670Office #7: 159 Broadway, Hillsdale, NJ 07642Office #8: 175 Homans Ave, Closter, NJ 07642Office #9: 189 County Rd, Cresskill, NJ 07626RIA
BD
CRD#: 35371
Montville, NJ
Current
July 16, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 223 Changebridge Rd, Montville, NJ 07045Office #2: 400 River Rd, New Milford, NJ 07646Office #3: 135 N Washington Ave, Bergenfield, NJ 07621Office #4: 740 Palisade Ave, Teaneck, NJ 07666Office #5: 1505 Teaneck Rd, Teaneck, NJ 07666Office #6: 80 County Rd, Tenafly, NJ 07670Office #7: 159 Broadway, Hillsdale, NJ 07642Office #8: 175 Homans Ave, Closter, NJ 07642Office #9: 189 County Rd, Cresskill, NJ 07626RIA
BD
CRD#: 35371
Montville, NJ
Past
April 8, 2025 - July 23, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
CRESSKILL, NJ
Past
April 8, 2025 - July 23, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CRESSKILL, NJ
Past
July 12, 2021 - April 4, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PINE BROOK, NJ
Past
December 6, 2017 - April 4, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
PINE BROOK, NJ
Past
October 26, 2015 - December 6, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
LYNDHURST, NJ
Past
August 17, 2015 - October 15, 2015
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/16/2025)
RR
Illinois(7/16/2025)
RR
New Jersey(7/16/2025)
IAR
New Jersey(7/16/2025)
RR
New York(7/16/2025)
RR
Pennsylvania(7/16/2025)
RR
South Carolina(7/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
