Scott M. Micek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Micek, who also goes by Scott Micek, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2015. Scott had worked at 2 firms and has passed the SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2020 - December 31, 2022
MAGNETAR FINANCIAL LLC
July 18, 2017 - December 31, 2019
MAGNETAR FINANCIAL LLC
June 30, 2015 - March 30, 2016
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
MAGNETAR FINANCIAL LLC
CRD#: 136045 / SEC#: 801-64602
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAGNETAR FINANCIAL LLC
CRD#: 136045 / SEC#: 801-64602
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 26,230,760,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
