Christopher A. Vaughn

FAMILY WEALTH PLANNING PARTNERS

Louisville, KY 40222

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CRD#: 6386548

Professional summary

Christopher Andrew Vaughn is a registered financial advisor currently at FAMILY WEALTH PLANNING PARTNERS located in Louisville, Kentucky.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/2023 - FWPP Insurance LLC; Investment Related; 9200 Shelbyville Road, Ste 103, Louisville, KY 40222; Insurance services, 40+ hrs/week contemporaneous with providing advice through FWPP . FWPP Insurance LLC is licensed with the state of KY and is approved to write insurance business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew Vaughn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2022 - Present

FAMILY WEALTH PLANNING PARTNERS

Office #1: 9200 Shelbyville Rd Suite 103, Louisville, KY 40222

RIA

CRD#: 323656

Louisville, KY

Past

June 7, 2019 - March 31, 2023

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Louisville, KY

Past

June 7, 2019 - March 31, 2023

IFP SECURITIES, LLC

CRD#: 297287

Louisville, KY

Past

May 11, 2018 - June 7, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Louisville, KY

Past

June 30, 2017 - June 7, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Louisville, KY

Past

October 14, 2014 - June 29, 2017

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/1/2023)

IAR

Kentucky
(12/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAMILY WEALTH PLANNING PARTNERS

FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA

Registered Investment Advisory firm - (12/19/2022 Approved)

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Contact information

Main Address

9200 Shelbyville Rd Suite 103, Louisville, KY 40222

Mailing Address

Phone number

(502) 200-5210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20221031 FORM ADV PART 2A - FWPP (11/14/2025)

Regulatory assets under management

Total Number of Accounts	1,499
AUM (Assets Under Management)	$ 202,281,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Vaughn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew Vaughn's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

IFP SECURITIES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FAMILY WEALTH PLANNING PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2017

Series 63

Date: 10/30/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2018

Series 6

Date: 10/14/2014

Current Firm

FAMILY WEALTH PLANNING PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY WEALTH PLANNING PARTNERS

TRUST BUT VERIFY

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