AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CV

Christopher A. Vaughn

FAMILY WEALTH PLANNING PARTNERS
LOUISVILLE, KY 40223
CRD#: 6386548
Some features on this profile are disabled
CV
Christopher Andrew VaughnFAMILY WEALTH PLANNING PARTNERS

Professional summary

Christopher Andrew Vaughn is a registered financial advisor currently at FAMILY WEALTH PLANNING PARTNERS located in Louisville, Kentucky.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew Vaughn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2022 - Present

FAMILY WEALTH PLANNING PARTNERS

Office #1: 3012 Eastpoint Parkway, Louisville, KY 40223
RIA
CRD#: 323656
LOUISVILLE, KY
Past

June 7, 2019 - March 31, 2023

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Louisville, KY
Past

June 7, 2019 - March 31, 2023

IFP SECURITIES, LLC

BD
CRD#: 297287
Louisville, KY
Past

May 11, 2018 - June 7, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Louisville, KY
Past

June 30, 2017 - June 7, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Louisville, KY
Past

October 14, 2014 - June 29, 2017

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FAMILY WEALTH PLANNING PARTNERS
FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA
Registered Investment Advisory firm - (12/19/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/1/2023)
IAR
Kentucky
(12/22/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/30/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/14/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FW
FAMILY WEALTH PLANNING PARTNERS
FAMILY WEALTH PLANNING PARTNERS | FAMILY WEALTH PLANNING PARTNERS LLC

CRD#: 323656 / SEC#: 801-126996

RIA
Registered Investment Advisory firm - (12/19/2022 Approved)
Loading...

Contact information

Main Address
9200 Shelbyville Rd Suite 103, Louisville, KY 40222
Mailing Address
Phone number
(502) 200-5210
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

20221031 FORM ADV PART 2A - FWPP (11/14/2025)

Regulatory assets under management

Total Number of Accounts1,499
AUM (Assets Under Management)$ 202,281,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAMILY WEALTH PLANNING PARTNERS

CRD#: 323656Louisville, KY 40223

TRUST BUT VERIFY

Monitor Christopher Vaughn

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

TD
Trystan DowneyAdvisorCheck Check Mark
CERITY PARTNERS LLC
IAR
LOUISVILLE, KY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.