Brian W. Mills
SAVVY
Los Angeles, CA
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CRD#: 6386194
Professional summary
Brian Wesley Mills, who also goes by Brian Mills, is a registered financial advisor currently at SAVVY located in Los Angeles, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Biography
Brian Mills is a financial services professional with over a decade of experience, with the most recent six years being at a prominent multi-family office advisory firm. He brings the knowledge, experience, and enthusiasm required to guide investors through the complexities of proactive tax planning, estate planning, financial strategies, and diversified investment management, helping them achieve their financial goals effectively.
As a former Division 1 athlete and graduate of Princeton University's Psychology and Neuroscience department, Brian possesses a uniquely diverse range of expertise. He has repurposed his athlete-work ethic and focused approach on deeply understanding his clients, providing proactive, personalized advice in investment management and financial planning. With a keen eye on tax and estate planning, Brian, as a Wealth Manager at Savvy, merges his passion and strength in building connections with people.
Apart from serving clients, he is dedicated to giving back to his community, serving as a local Advisory Board member for CollegeTrack. This non-profit organization is committed to supporting, mentoring, and providing resources to underserved youth in local and nationwide communities. In his free time, he enjoys spending time with his girlfriend and their two dogs, and appreciates live music, traveling, sports, and art.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Wesley Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
SAVVY
RIA
CRD#: 318493
Los Angeles, CA
Past
September 13, 2018 - July 1, 2024
LIDO
RIA
CRD#: 269866
LOS ANGELES, CA
Past
September 18, 2014 - June 26, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/6/2024)
IAR
Texas(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
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Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
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