Andrew J. Scharf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew J V Scharf was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2018. Andrew had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2018 - August 17, 2018
CROFT & BENDER, LP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CROFT & BENDER, LP
CRD#: 46680 / SEC#: 802-110053, 8-51520
Contact information
FINRA licenses (28 States and Territories)
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 2/18/2017 |
Red Flags
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