Jacob W. Lieberman

GUGGENHEIM INVESTMENTS

Cumming , GA

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CRD#: 6385901

Professional summary

Jacob William Lieberman, who also goes by Jacob William Lieberman, Jacob Lieberman, is a registered financial advisor currently at GUGGENHEIM INVESTMENTS located in Cumming , Georgia and GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jacob has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Jacob William Lieberman | Jacob Lieberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VACATIONS BY OLIVIA LLC; NOT INVESTMENT RELATED; 4930 HOPEWELL MANOR DR, CUMMING, GA 30028, USA; INDEPENDENT CONTRACTOR TRAVEL AGENT; NO ACTING ROLE. MEMBER OF SPOUSES LLC SOLELY FOR ESTATE PLANNING PURPOSE; START: 03/2023; NONE; NO ACTING ROLE. MEMBER OF SPOUSES TRAVEL AGENT LLC SOLELY FOR ESTATE PLANNING PURPOSE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob William Lieberman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2026 - Present

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

Cumming , GA

Current

August 14, 2026 - Present

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Office #1: 227 West Monroe Street 7th Floor, Chicago, IL 60606

RIA

CRD#: 39805

chicago, IL

Past

September 11, 2024 - August 10, 2026

PROSHARE ADVISORS LLC

RIA

CRD#: 134155

Cumming, GA

Past

August 14, 2024 - August 10, 2026

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

January 7, 2020 - July 31, 2024

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Cumming, GA

Past

January 7, 2020 - July 31, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

ATLANTA, GA

Past

October 16, 2017 - December 26, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ROCHESTER HILLS, MI

Past

October 16, 2017 - December 26, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

ROCHESTER HILLS, MI

Past

November 24, 2014 - August 17, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

October 20, 2014 - August 17, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMFIELD HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUGGENHEIM INVESTMENTS

CRD#: 105477 / SEC#: 801-8008

RIA

Registered Investment Advisory firm - (11/20/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/14/2026)

Georgia
(8/14/2026)

IAR

Georgia
(8/17/2026)

Illinois
(8/14/2026)

North Carolina
(8/14/2026)

South Carolina
(8/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GUGGENHEIM INVESTMENTS

CRD#: 105477 / SEC#: 801-8008

RIA

Registered Investment Advisory firm - (11/20/1971 Approved)

PREMIUM

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Contact information

Main Address

330 Madison Avenue 10th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 739-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 7,395,263,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob W. Lieberman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob William Lieberman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

PROSHARE ADVISORS LLC

PROFUNDS DISTRIBUTORS, INC.

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GUGGENHEIM INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2014

FINRA

Current Firm

GUGGENHEIM INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

GUGGENHEIM INVESTMENTS

TRUST BUT VERIFY

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