JP
Jose I. Penafiel
CREDICORP CAPITAL ADVISORS LLC
Miami, FL 33131
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CRD#: 6385865
JP
Professional summary
Jose Ignacio Penafiel, who also goes by Jose Ignacio Penafiel Saez, is a registered financial advisor currently at CREDICORP CAPITAL ADVISORS LLC located in Miami, Florida and CREDICORP CAPITAL LLC located in Miami, Florida.
Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jose has worked at 3 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jose Ignacio Penafiel Saez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Parque Industrial Chillan Viejo (2017 - Present) - Chillan Viejo, Chile; Real Estate entity, passive investor. Currently no compensation; time devoted: 10% per month
CRS (Client Relationship Summary) - RIA
Click below to view Jose Ignacio Penafiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2023 - Present
CREDICORP CAPITAL ADVISORS LLC
Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131RIA
CRD#: 290081
Miami, FL
Current
February 13, 2023 - Present
CREDICORP CAPITAL LLC
Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131BD
CRD#: 136791
Miami, FL
Past
October 28, 2014 - April 20, 2015
STEELPEAK WEALTH, LLC
RIA
CRD#: 165168
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST
CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/9/2024)
RR
Connecticut(10/9/2024)
RR
Delaware(10/9/2024)
RR
District of Columbia(7/29/2024)
RR
Florida(2/13/2023)
IAR
Florida(7/7/2023)
RR
Illinois(10/9/2024)
RR
Maryland(9/27/2024)
RR
Michigan(10/31/2024)
RR
Nebraska(10/9/2024)
RR
New Hampshire(7/11/2025)
RR
New Jersey(1/24/2025)
RR
New York(10/9/2024)
RR
North Carolina(10/9/2024)
RR
Oregon(12/10/2024)
RR
South Dakota(10/9/2024)
RR
Texas(10/9/2024)
RR
Virginia(10/9/2024)
RR
Washington(7/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CREDICORP CAPITAL ADVISORS LLC
CREDICORP CAPITAL ADVISORS LLC | VICCTUS MULTI FAMILY OFFICE | ULTRALAT INVESTMENT ADVISOR | ULTRAADVISORS, LLC | ULTRAADVISORS CORP. | ULTRAADVISORS | CREDICORP CAPITAL INVEST
CRD#: 290081 / SEC#: 801-122281
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Florida
Registered Investment Advisory firm - (9/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131
Mailing Address
Phone number
(305) 455-0975
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 983,368,510 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREDICORP CAPITAL ADVISORS LLC
CRD#: 290081Miami, FL 33131TRUST BUT VERIFY
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