TR
Thomas R. Rice
AGATA INVESTMENTS LLC
SARATOGA, CA 95070
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CRD#: 6385644
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Professional summary
Thomas R Rice is a registered financial advisor currently at AGATA INVESTMENTS LLC located in Saratoga, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Coburn and Co, dba Concept Not investment-related 16400 Matilija Dr. Los Gatos, CA 95030 Advertising and PR 100% owned by my spouse, Deborah Coburn Rice Position: Chairman Spend approximately 2 hours per week on administrative tasks Spend zero hours per week during securities trading hours From 01/1995 to present Duties include: paying bills and bookkeeping DuckNest LLC Not investment-related 16400 Matilija Dr. Los Gatos, CA 95030 Holds commercial real estate in Florence OR 100% owned by Rice Family Trust, TTEEs: spouse, Deborah Coburn Rice(50%) and me (50%) Position: Manager Spend approximately 10 hours per week Spend zero hours per week during securities trading hours From 12/2022 to present Duties include: collecting rent, paying bills, bookkeeping, supervising contractors, leasing space SoundVida Inc. Therapeutic tinnitus treatment The business is not investment-related Address: 26565 Agoura Rd, Ste 200, Calabasas, CA 91302 Chairman The start date of your relationship: 3/31/2023 The approximate number of hours/month you devote to the other business: 20 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Business strategy, Silicon Valley networking, business planning Vir2us Cybersecurity software The business is not investment-related Address: 755 Baywood Dr # 2, Petaluma, CA 94954 Advisor The start date of your relationship: 1/1/2018 The approximate number of hours/month you devote to the other business: 1 hour The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Business strategy, Silicon Valley networking Kraftwerk Fuel cell manufacturing The business is not investment-related Address: Zeisigweg 13, 01737 Tharandt, Germany Advisor The start date of your relationship: 1/1/2016 The approximate number of hours/month you devote to the other business: 4 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Business strategy, Silicon Valley networking Mediar (formerly IDXP) AI-driven retail video analytics platform The business is not investment-related Address: 382 NE 191st St, Suite 47134, Miami, Florida 33179 Advisor The start date of your relationship: 6/1/2013 The approximate number of hours/month you devote to the other business: 4 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Business strategy, Silicon Valley networking SAMAURI Labs ( formerlyFIDO LABS) Natural language processing software (NLP) The business is not investment-related Address: Samurai Labs Sp. z o.o, ul. Armii Krajowej 90/4, 81-824 Sopot, EU VAT, PL9571067657 Advisor The start date of your relationship: 10/1/2021 The approximate number of hours/month you devote to the other business: 2 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Business strategy, Silicon Valley networking Start2 (formerly GERMAN ACCELERATOR) Startup Accelerator The business is not investment-related Address: Start2 Group GmbH, Balanstra�e 73 | Haus 19 B/ EG, 81541 M�nchen, Germany Mentor The start date of your relationship: 9/1/2012 The approximate number of hours/month you devote to the other business: 12 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Mentoring tech startups, lecture at workshops Plug and Tech Venter Startup Accelerator The business is not investment-related Address: 440 N Wolfe Rd, Sunnyvale, CA 94085 Executive in Residence The start date of your relationship: 7/1/2010 The approximate number of hours/month you devote to the other business: 12 hours The number of hours you devote to the other business during securities trading hours: 0 hours Duties: Mentoring tech startups, lecture at workshops
CRS (Client Relationship Summary) - RIA
Click below to view Thomas R Rice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2022 - Present
AGATA INVESTMENTS LLC
Office #1: 20544 Debbie Lane, Saratoga, CA 95070RIA
CRD#: 318275
SARATOGA, CA
Past
January 8, 2015 - December 31, 2019
GUPTA CYRIL INVESTMENTS LLC
RIA
CRD#: 172306
LOS GATOS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/29/2022)
Current Firm
AI
AGATA INVESTMENTS LLC
AGATA INVESTMENTS LLC
CRD#: 318275 / SEC#:
California
Registered Investment Advisory firm - (4/29/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20544 Debbie Lane, Saratoga, CA 95070
Mailing Address
Phone number
(408) 872-1974
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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