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Regan Joseph Flaherty

Regan J. Flaherty

PROATHLETE WEALTH MANAGEMENT
Nashville, TN
Some features on this profile are disabled
CRD#: 6385541
Regan Joseph Flaherty

Professional summary

Regan Joseph Flaherty, CFP®, CPWA®, who also goes by Regan Joseph Flaherty, Regan Flaherty, is a registered financial advisor currently at PROATHLETE WEALTH MANAGEMENT LLC located in Nashville, Tennessee.

Regan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Regan has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Regan Joseph Flaherty | Regan Flaherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan Joseph Flaherty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

CPWA®

Certified Private Wealth Advisor

Start date: 2020-02-03

Expire date: 2024-01-31

Experience

Current

April 20, 2022 - Present

PROATHLETE WEALTH MANAGEMENT LLC

RIA
CRD#: 317372
Nashville, TN
Past

April 15, 2021 - December 8, 2021

MAI CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109807
Reston, VA
Past

July 6, 2020 - December 10, 2020

AWM CAPITAL, LLC

RIA
CRD#: 287980
PHOENIX, AZ
Past

July 17, 2017 - July 29, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PORTLAND, ME
Past

July 14, 2017 - July 29, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PORTLAND, ME
Past

November 23, 2015 - May 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
PORTLAND, ME
Past

September 9, 2015 - May 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
PORTLAND, ME
Past

April 29, 2015 - August 17, 2015

RICHARD BROTHERS SECURITIES

BD
CRD#: 105285
SOUTH PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROATHLETE WEALTH MANAGEMENT LLC
PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA
Registered Investment Advisory firm - (2/24/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/28/2022)
IAR
Tennessee
(4/20/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/10/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/2015
General Securities Representative Examination

Current Firm

PW
PROATHLETE WEALTH MANAGEMENT LLC
PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA
Registered Investment Advisory firm - (2/24/2022 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4401 N. Federal Highway, Suite 201, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 988-5540
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROATHLETE 2025 AMENDED 2A (6/4/2025)

Regulatory assets under management

Total Number of Accounts143
AUM (Assets Under Management)$ 312,000,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
08/14/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372Nashville, TN

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