Regan J. Flaherty

PROATHLETE WEALTH MANAGEMENT LLC

Nashville, TN

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CRD#: 6385541

Professional summary

Regan Joseph Flaherty, CFP®, CPWA®, who also goes by Regan Joseph Flaherty, Regan Flaherty, is a registered financial advisor currently at PROATHLETE WEALTH MANAGEMENT LLC located in Nashville, Tennessee.

Regan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Regan has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Regan Joseph Flaherty | Regan Flaherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan Joseph Flaherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

CPWA^®

Certified Private Wealth Advisor

CRD#: 19616

PORTLAND, ME

Past

November 23, 2015 - May 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

PORTLAND, ME

Past

September 9, 2015 - May 30, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

PORTLAND, ME

Past

April 29, 2015 - August 17, 2015

RICHARD BROTHERS SECURITIES

CRD#: 105285

SOUTH PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA

Registered Investment Advisory firm - (2/24/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/28/2022)

IAR

Tennessee
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/25/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2015

General Securities Representative Examination

Current Firm

PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA

Registered Investment Advisory firm - (2/24/2022 Approved)

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Contact information

Main Address

4401 N. Federal Highway, Suite 201, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 988-5540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROATHLETE 2025 AMENDED 2A (6/4/2025)

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 312,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report
08/14/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Regan J. Flaherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan Joseph Flaherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAI CAPITAL MANAGEMENT, LLC

AWM CAPITAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RICHARD BROTHERS SECURITIES

Primary Firm SEC Registration

PROATHLETE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2015

Series 7TO

Date: 2/25/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2015

Current Firm

PROATHLETE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROATHLETE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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