Sherif Marwan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherif Marwan, who also goes by Sherif Abdelmoshen Marwan, Sherif A Marwan, Sherif Marwan, was a registered financial professional .
Sherif is a previously registered financial professional and started their career in finance in 2015. Sherif had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2025 - December 15, 2025
T3 TRADING GROUP, LLC
October 20, 2021 - March 18, 2022
EQUITY SERVICES, INC.
October 20, 2021 - March 18, 2022
EQUITY SERVICES, INC.
February 3, 2021 - October 15, 2021
CETERA INVESTMENT ADVISERS LLC
January 29, 2021 - October 15, 2021
CETERA INVESTMENT SERVICES LLC
December 2, 2020 - February 9, 2021
PRUCO SECURITIES, LLC.
December 1, 2020 - February 9, 2021
PRUCO SECURITIES, LLC.
January 30, 2020 - November 30, 2020
EQUITABLE ADVISORS, LLC
August 8, 2019 - November 30, 2020
EQUITABLE ADVISORS, LLC
May 10, 2019 - August 16, 2019
MML INVESTORS SERVICES, LLC
June 3, 2015 - July 18, 2018
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/30/2019
General Securities Representative ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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