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RG

Rakesh Gupta

AGATA INVESTMENTS LLC
SARATOGA, CA 95070
Some features on this profile are disabled
CRD#: 6385333
RG

Professional summary

Rakesh Gupta is a registered financial advisor currently at AGATA INVESTMENTS LLC located in Saratoga, California.

Rakesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Rakesh has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; SAIC Capital whether the business is investment-related: Yes; the address of the other business; 3000 Sand Hill Rd. Building 4 STE 150, Menlo Park, CA, 94025; the nature of the other business; Venture Capital your position; Partner title, or relationship with the other business; Partner the start date of your relationship; July 2022 the approximate number of hours/month you devote to the other business; full time (40 hours/week) the number of hours you devote to the other business during securities trading hours; full time and briefly describe your duties relating to the other business; source and invest in deep tech, mobility and energy startups

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rakesh Gupta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2022 - Present

AGATA INVESTMENTS LLC

Office #1: 20544 Debbie Lane, Saratoga, CA 95070
RIA
CRD#: 318275
SARATOGA, CA
Past

January 8, 2015 - December 31, 2019

GUPTA CYRIL INVESTMENTS LLC

RIA
CRD#: 172306
LOS GATOS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/29/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/6/2012
Uniform Investment Adviser Law Examination

Current Firm

AI
AGATA INVESTMENTS LLC
AGATA INVESTMENTS LLC

CRD#: 318275 / SEC#:

California
Registered Investment Advisory firm - (4/29/2022 Approved)
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Contact information

Main Address
20544 Debbie Lane, Saratoga, CA 95070
Mailing Address
Phone number
(408) 872-1974
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AGATA INVESTMENTS LLC

CRD#: 318275Saratoga, CA 95070

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