William B. Mcgowan

WHITE MCGOWAN

San Antonio, TX

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CRD#: 6385231

Professional summary

William Blake Mcgowan, who also goes by Blake Mcgowan, W Blake Mcgowan, is a registered financial advisor currently at WHITE MCGOWAN located in San Antonio, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. William has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Blake Mcgowan | W Blake Mcgowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: McGowan Family Clinic Inv rel: N Add: 500 S University Ave, Ste 808 Little Rock, AR 72205 Nature: Private medical practice Position: Physician Start date: 7/01/2016 No. HR/MO: 60 No. HR/MO during sec trading: 60 (2) Independent Insurance Agent (3) South Pass Construction, LLC: Not investment related: 14439 NW Military Highway, Suite 108 #463, San Antonio, TX 78231-1648: SPC, LLC is a new residential construction company that is planned to start building single family housing in 2019: My role is as a partner/owner in the company: Company created in July of 2018: Number of hours per month: 2 hours, typically after market hours: My position is as owner/ partner with my main role as CFO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Blake Mcgowan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2018 - Present

WHITE MCGOWAN

RIA

CRD#: 297785

San Antonio, TX

Past

April 6, 2017 - June 12, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LITTLE ROCK, AR

Past

December 7, 2016 - June 12, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/18/2018)

IAR

Texas
(10/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/7/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WHITE MCGOWAN

MERAKI, LLC | WHITE MCGOWAN

CRD#: 297785 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/18/2018 Approved)

Louisiana

Registered Investment Advisory firm - (10/22/2018 Approved)

Mississippi

Registered Investment Advisory firm - (5/10/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (10/19/2018 Approved)

Texas

Registered Investment Advisory firm - (10/25/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

400 West Capitol Avenue Suite 2891, Little Rock, AR 72201

Mailing Address

Phone number

(501) 503-5557

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	709
AUM (Assets Under Management)	$ 68,026,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William B. Mcgowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Blake Mcgowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITE MCGOWAN

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2017

Series 63

Date: 1/18/2017

SIE

Date: 6/12/2018

Series 6

Date: 12/7/2016

Current Firm

WHITE MCGOWAN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHITE MCGOWAN

TRUST BUT VERIFY

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