Paul Stoebe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Stoebe, who also goes by Paul Trout Stoebe, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2014. Paul had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2017 - March 8, 2018
SEATTLE WEALTH MANAGEMENT LLC
January 9, 2015 - March 7, 2017
COMMONWEALTH FINANCIAL NETWORK
October 21, 2014 - March 7, 2017
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
SEATTLE WEALTH MANAGEMENT LLC
CRD#: 285877 / SEC#: 801-108935
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEATTLE WEALTH MANAGEMENT LLC
CRD#: 285877 / SEC#: 801-108935
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 119,332,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
