William T. Bonfield
Professional summary
William Thomas Bonfield SR., who also goes by Tom Bonfield, is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2015. William has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Thomas Bonfield SR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2017 - Present
RAINMAKER SECURITIES, LLC
October 7, 2017 - October 12, 2017
HB SECURITIES, LLC
January 23, 2015 - October 27, 2017
ENVERRA CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2017)
(10/24/2017)
(10/14/2020)
(4/17/2023)
(4/17/2023)
(8/8/2022)
(4/17/2023)
(10/24/2017)
(10/25/2017)
(10/14/2020)
Exams
Series 62
Date: 1/3/2015
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
