Brett A. Spencer
CFP®Professional Summary
Brett A. Spencer, CFP® is a registered financial advisor currently at IMPACT FINANCIAL located in Chicago, Illinois. Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brett has worked at 4 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Business Services
- Investment Management
- Retirement Planning
- Tax Planning
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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OSAIC WEALTH, INC.
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Current Firm
IMPACT FINANCIAL | IMPACT FINANCIAL LLC
Contact Information
Main Address
1 East Erie Street #525-4173, Chicago, IL 60611Phone Number
(312) 332-6589# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
120AUM (Assets Under Management)
$25,779,831Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
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State Registrations and Notice Filings
(5/15/2020)
(4/14/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brett A. Spencer's CRS (Customer Relationship Summary).
Services Offered by Brett
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Business Services
- Investment Management
- Retirement Planning
- Tax Planning
Similar Advisors
OSAIC WEALTH, INC.
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SOLTIS INVESTMENT ADVISORS, LLC
