Brett A. Spencer

IMPACT FINANCIAL

Boston, MA

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CRD#: 6384953

Professional summary

Brett A. Spencer, CFP® is a registered financial advisor currently at IMPACT FINANCIAL located in Boston, Massachusetts.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brett has worked at 4 firms .

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Small Business Planning

Investment Planning

Employee and Employer Plan Ben...

Retirement Planning

Business Succession Planning

Socially Responsible Investing

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Corporate Executives

ExPat and Cross Border Issues

Medical Professionals

Socially Responsible Investmen...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett A. Spencer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 15, 2020 - Present

IMPACT FINANCIAL

RIA

CRD#: 308155

Boston, MA

Past

October 1, 2018 - February 3, 2020

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

CHICAGO, IL

Past

December 4, 2015 - October 18, 2018

D3 FINANCIAL COUNSELORS LLC

RIA

CRD#: 123600

DOWNERS GROVE, IL

Past

August 20, 2014 - October 29, 2015

BALASA DINVERNO FOLTZ LLC

RIA

CRD#: 113630

ITASCA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/15/2020)

IAR

Massachusetts
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

IMPACT FINANCIAL

IMPACT FINANCIAL | IMPACT FINANCIAL LLC

CRD#: 308155 / SEC#:

Illinois

Registered Investment Advisory firm - (5/15/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (4/12/2023 Approved)

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Contact information

Main Address

Boston, MA

Mailing Address

Phone number

(617) 544-1776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 11,082,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brett A. Spencer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett A. Spencer's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT FINANCIAL

SAVANT WEALTH MANAGEMENT

D3 FINANCIAL COUNSELORS LLC

BALASA DINVERNO FOLTZ LLC

State Registrations and Notice Filings

Exams

Current Firm

IMPACT FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IMPACT FINANCIAL

TRUST BUT VERIFY

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