James R. Denby

DENBY FINANCIAL SERVICES

Clifton, NJ

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CRD#: 6384952

Professional summary

James R Denby, who also goes by James Denby, is a registered financial advisor currently at DENBY FINANCIAL SERVICES, LLC located in Clifton, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Denby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James R Denby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2014 - Present

DENBY FINANCIAL SERVICES, LLC

RIA

CRD#: 172764

Clifton, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2014

Uniform Investment Adviser Law Examination

Current Firm

DENBY FINANCIAL SERVICES, LLC

CRD#: 172764 / SEC#:

New Jersey

Registered Investment Advisory firm - (9/18/2014 Approved)

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Contact information

Main Address

Clifton, NJ

Mailing Address

Phone number

(201) 294-4769

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 2,870,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James R. Denby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James R Denby's CRS (Customer Relationship Summary).

Certified licenses

Experience

DENBY FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2014

Current Firm

DENBY FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DENBY FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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