DG
Derek L. Gregoire
SHP WEALTH MANAGEMENT
Plymouth, MA 02360
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CRD#: 6384801
DG
Professional summary
Derek L.(mi Only) Gregoire, who also goes by Derek L. Gregoire, is a registered financial advisor currently at SHP WEALTH MANAGEMENT, LLC located in Plymouth, Massachusetts.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Derek has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek L. Gregoire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEP REAL ESTATE - OWNER 0 HRS PER WEEK - LOOK FOR REAL ESTATE OPPORTUNITIES Gregoire & Associates, LLC - OWNER 0 HRS PER WEEK - LOOK FOR REAL ESTATE OPPORTUNITIES SHP FINANCIAL - INSURANCE SALES, OFFICE MANAGEMENT - OWNER 40 HOURS PER WEEK D&K PARTNERS - OWNER 1 HOUR PER WEEK - BUY REAL ESTATE FOR MYSELF WITH OTHER OWNERS AT D&K BELOIT MAVERICK LLC - CO-OWNER 0 HOURS PER WEEK - LOOK FOR REAL ESTATE OPPORTUNITIES PaxCam Marketing; Plymouth, MA; Director; marketing services; not investment related; 1/1/2018 start date; 2 hours per week Derek L. Gregoire is a partner of Four Hands, LLC. Four Hands has minor ownership interests in Triad Partners, which SHP may use to write annuity and life insurance business through. SWML will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will an advisory client be required to use the outside services of any supervised person as a condition of receiving advisory services of SWML. No client is under any obligation to purchase any insurance product. Derek L. Gregoire engages in a relationship with attorney Keith McManus of McManus Estate Planning. They share insurance commissions on mutual clients. Nationwide Investment Solutions, LLC; Co-Owner/Partner; investment related: Yes; 24 Bartlett Farm Road Nantucket MA 02554 USA; 2023-01-06; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Derek L.(mi Only) Gregoire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2015 - Present
SHP WEALTH MANAGEMENT, LLC
Office #1: 225 Water St Suite C210, Plymouth, MA 02360RIA
CRD#: 174697
Plymouth, MA
Past
August 15, 2014 - July 5, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
PLYMOUTH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SHP WEALTH MANAGEMENT, LLC
SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 174697 / SEC#: 801-108679
RIA
Registered Investment Advisory firm - (11/29/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/28/2015)
Current Firm
SW
SHP WEALTH MANAGEMENT, LLC
SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 174697 / SEC#: 801-108679
RIA
Registered Investment Advisory firm - (11/29/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Water St Suite C210, Plymouth, MA 02360
Mailing Address
Phone number
(508) 746-2400
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,093 |
| AUM (Assets Under Management) | $ 1,496,875,252 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHP WEALTH MANAGEMENT, LLC
CRD#: 174697Plymouth, MA 02360TRUST BUT VERIFY
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