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Joshua D. Sonnhalter
WARTHER PRIVATE WEALTH
Akron, OH 44313
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CRD#: 6384696
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Professional summary
Joshua Donovan Sonnhalter is a registered financial advisor currently at WARTHER PRIVATE WEALTH located in Akron, Ohio and INDEPENDENCE CAPITAL CO., INC. located in Akron, Ohio.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independence Capital Co. Inc.; Investment Related: Yes; Location: 1075 W. Market Street, Akron, OH 43793; Registered Rep; Start Date: 01/2023 President of Warthe Private Wealth and IAR for same Compensation is base on Fees and Salary
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Donovan Sonnhalter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
WARTHER PRIVATE WEALTH
Office #1: 1075 West Market St., Akron, OH 44313RIA
CRD#: 125145
Akron, OH
Current
January 26, 2023 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 1075 W. Market Street, Akron, OH 43793RIA
BD
CRD#: 24723
Akron, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WARTHER PRIVATE WEALTH
WARTHER COMPANIES, LLC | WARTHER PRIVATE WEALTH, LLC | WARTHER PRIVATE WEALTH | WARTHER FINANCIAL GROUP | WARTHER CONSULTING, LLC | WARTHER CONSULTING
CRD#: 125145 / SEC#: 801-126233
RIA
Registered Investment Advisory firm - (7/28/2022 Approved)Florida
Registered Investment Advisory firm - (9/2/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(7/7/2023)
IAR
Louisiana(6/26/2023)
IAR
New Hampshire(6/26/2023)
RR
Ohio(1/31/2023)
IAR
Ohio(6/27/2023)
IAR
Texas(6/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WARTHER PRIVATE WEALTH
WARTHER COMPANIES, LLC | WARTHER PRIVATE WEALTH, LLC | WARTHER PRIVATE WEALTH | WARTHER FINANCIAL GROUP | WARTHER CONSULTING, LLC | WARTHER CONSULTING
CRD#: 125145 / SEC#: 801-126233
RIA
Registered Investment Advisory firm - (7/28/2022 Approved)Florida
Registered Investment Advisory firm - (9/2/2022 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2022 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1075 West Market St., Akron, OH 44313
Mailing Address
Phone number
(330) 867-6999
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 617 |
| AUM (Assets Under Management) | $ 371,319,984 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WARTHER PRIVATE WEALTH
CRD#: 125145Akron, OH 44313TRUST BUT VERIFY
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