Curtis W. Diaz

GREAT BLUE FINANCIAL

Tampa, FL

Some features on this profile are disabled

CRD#: 6384063

Professional summary

Curtis Wilson Diaz, CFP® is a registered financial advisor currently at GREAT BLUE FINANCIAL located in Tampa, Florida.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Curtis has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Budgeting

Investment Planning

Business Succession Planning

Debt Management

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Tax Planning

Education Planning

Retirement Planning

Small Business Planning

Insurance Planning

Estate Planning

Do you have an area of expertise or specialization?

AUM

Baby Boomers

Business Owners

College/Education Planning

Entrepreneurs

Estate & Generational Planning...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Wilson Diaz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 25, 2022 - Present

GREAT BLUE FINANCIAL

RIA

CRD#: 317084

Tampa, FL

Past

October 2, 2020 - October 14, 2021

NORTHBRIDGE FINANCIAL GROUP, LLC

RIA

CRD#: 310394

TAMPA, FL

Past

October 1, 2019 - October 8, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

TAMPA, FL

Past

September 27, 2019 - October 8, 2021

LPL FINANCIAL LLC

CRD#: 6413

TAMPA, FL

Past

June 27, 2018 - June 25, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Northglenn, CO

Past

June 27, 2018 - June 25, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Northglenn, CO

Past

February 9, 2015 - February 19, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GREENWOOD VILLAGE, CO

Past

September 15, 2014 - February 13, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2014

General Securities Representative Examination

Current Firm

GREAT BLUE FINANCIAL

GREAT BLUE | GREAT BLUE FINANCIAL LLC | GREAT BLUE FINANCIAL

CRD#: 317084 / SEC#:

Florida

Registered Investment Advisory firm - (1/25/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tampa, FL

Mailing Address

4920 W Cypress St Ste 104 #5002, Tampa, FL 33607

Phone number

(813) 822-3832

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 16,784,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Curtis W. Diaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Wilson Diaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHBRIDGE FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2015

Series 63

Date: 9/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2014

Current Firm

GREAT BLUE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT BLUE FINANCIAL

TRUST BUT VERIFY

Contact information

Similar Advisors