Jorge B. De Oliveira Neto
Professional summary
Jorge Batista De Oliveira Neto, who also goes by Jorge Batista De Oliveira Neto, Jorge De Oliveira Neto, Jorge Batista Oliveira, George Oliveira Oliveira, Jorge Oliveira, is a registered financial advisor currently at SOFI WEALTH LLC located in Windham, Maine and SOFI SECURITIES LLC located in San Francisco, California.
Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jorge has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jorge Batista De Oliveira Neto's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2020 - Present
SOFI WEALTH LLC
April 23, 2020 - Present
SOFI SECURITIES LLC
Office #1: 234 1st Street, San Francisco, CA 94105April 6, 2020 - April 16, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2020 - April 16, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 12, 2019 - March 24, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2019 - March 24, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2017 - April 24, 2017
E*TRADE SECURITIES LLC
September 23, 2014 - June 16, 2015
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
