Kenneth John O'brien Iii
Professional Summary
Kenneth John O'brien III, who also goes by Kelly O'brien, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 2016 - 2017. Kenneth had worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kelly O'brien
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
IWP WEALTH - PRIVATE CLIENT ADVISORS | IWP WEALTH PCA LLC | IWP WEALTH - PRIVATE CLIENT ADVISORY
Contact Information
Main Address
2719 East Third Avenue, Denver, CO 80206Mailing Address
Po Box 61020, Denver, CO 80206Phone Number
(720) 328-9702# of Employees
8Regulatory Assets Under Management
Total Number of Accounts
942AUM (Assets Under Management)
$420,308,306Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/02/2022 | Cover Page | Report |
| 11/30/2021 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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