Alex A. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Anthony Hernandez was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2014. Alex had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2020 - April 16, 2021
NORTH POINT MERGERS AND ACQUISITIONS, INC.
December 15, 2014 - April 28, 2020
MCLEAN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
