Karl N. Gill

GALLAGHER FIDUCIARY ADVISORS

Houston, TX 77027

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CRD#: 6383132

Professional summary

Karl Nathan Gill is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Houston, Texas and OSAIC WEALTH, INC. located in Houston, Texas.

Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Karl has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Nathan Gill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 1900 W. Loop South, Ste. 1600, Houston, TX 77027

RIA

CRD#: 146509

Houston, TX

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1900 W Loop South Ste 1600, Houston, TX 77027

RIA

CRD#: 23131

Houston, TX

Past

October 27, 2022 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Houston, TX

Past

July 17, 2019 - March 7, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Houston, TX

Past

July 17, 2019 - March 7, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HOUSTON, TX

Past

September 6, 2018 - May 31, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

August 16, 2018 - May 31, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Houston, TX

Past

January 11, 2018 - July 23, 2018

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

Houston, TX

Past

February 3, 2016 - January 5, 2018

ASCENDE WEALTH ADVISERS, INC.

RIA

CRD#: 155768

HOUSTON, TX

Past

December 9, 2014 - January 16, 2015

ASCENDE WEALTH ADVISERS, INC.

RIA

CRD#: 155768

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(10/28/2022)

Texas
(8/23/2024)

IAR

Washington
(10/28/2022)

Washington
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/17/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/9/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karl N. Gill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Nathan Gill's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

INVESCO DISTRIBUTORS, INC.

INVESCO ADVISERS, INC.

PRIME CAPITAL FINANCIAL

ASCENDE WEALTH ADVISERS, INC.

ASCENDE WEALTH ADVISERS, INC.

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2018

Series 65

Date: 12/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2018

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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