Carl W. Hess
Professional summary
Carl William Hess JR, who also goes by Carl William Hess Jr, Carl William Hess, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Norfolk, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Norfolk, Virginia.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Carl has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carl William Hess JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 101 W Main Street, Norfolk, VA 23510October 2, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: World Trade Center 101 W Main Street, Suite 4300, Norfolk, VA 23510November 25, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/11/2020)
(8/3/2022)
(4/6/2018)
(6/14/2021)
(7/22/2019)
(5/3/2016)
(4/6/2018)
(11/13/2014)
(5/6/2022)
(9/10/2018)
(2/18/2025)
(4/6/2018)
(4/6/2018)
(11/10/2014)
(12/15/2015)
(12/5/2014)
(1/5/2021)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Norfolk, VA 23510TRUST BUT VERIFY
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