Gene F. Thompson
Professional summary
Gene Francis Thompson Jr, CFP®, ChFC®, who also goes by Gene Thompson Jr, Gene Thompson, Gene F Thompson Jr, is a registered financial advisor currently at ICONOCLASTIC CAPITAL MANAGEMENT LLC located in Rochester, New York.
Gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gene has worked at 3 firms and has passed the Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Francis Thompson Jr's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
September 1, 2023 - Present
ICONOCLASTIC CAPITAL MANAGEMENT LLC
Office #1: 17 Prince Street, Rochester, NY 14607May 10, 2022 - June 22, 2023
NORTHSTAR INVESTMENT ADVISORY LLC
January 10, 2018 - April 7, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 8, 2015 - September 12, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
ICONOCLASTIC CAPITAL MANAGEMENT LLC
CRD#: 310132 / SEC#: 801-133877
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2023)
Exams
Current Firm
ICONOCLASTIC CAPITAL MANAGEMENT LLC
CRD#: 310132 / SEC#: 801-133877
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 55,244,012 |
Red Flags
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Company Information
ICONOCLASTIC CAPITAL MANAGEMENT LLC
CRD#: 310132Rochester, NY 14607TRUST BUT VERIFY
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