SM
Samuel Murphy
JANE STREET EXECUTION SERVICES
New York, NY 10281
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CRD#: 6382821
SM
Professional summary
Samuel Murphy, CFA, who also goes by Samuel Mcnamara Murphy, is a registered financial professional currently at JANE STREET EXECUTION SERVICES, LLC located in New York, New York and JANE STREET CAPITAL, LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2015. Samuel has worked at 6 firms and has passed the Series 63, Series 3, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Samuel Mcnamara Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samuel Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 2, 2020 - Present
JANE STREET EXECUTION SERVICES, LLC
Office #1: 250 Vesey Street, New York, NY 10281BD
CRD#: 167280
New York, NY
Current
September 2, 2020 - Present
JANE STREET CAPITAL, LLC
Office #1: 250 Vesey Street, New York, NY 10281BD
CRD#: 103782
NEW YORK, NY
Past
May 10, 2019 - August 25, 2020
BOFA SECURITIES, INC.
BD
CRD#: 283942
NEW YORK, NY
Past
August 7, 2018 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 19, 2015 - January 29, 2018
RBC CMA LTD
BD
CRD#: 121263
NEW YORK, NY
Past
September 5, 2015 - August 8, 2018
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/2/2020)
RR
Florida(9/2/2020)
RR
Hawaii(9/2/2020)
RR
Louisiana(9/2/2020)
RR
New Jersey(9/2/2020)
RR
New York(9/2/2020)
RR
Ohio(9/2/2020)
RR
Pennsylvania(9/2/2020)
RR
Texas(9/2/2020)
RR
Virginia(9/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 52TO
Date: 4/22/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/23/2015
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JS
JANE STREET CAPITAL, LLC
JANE STREET CAPITAL, LLC
CRD#: 103782 / SEC#: , 8-52275
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
250 Vesey Street, New York, NY 10281
Mailing Address
250 Vesey Street 3rd Floor, New York, NY 10281
Phone number
(646) 759-6000
Established
Delaware since 08/31/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
