David M. Field
Professional summary
David Michael Field is a registered financial advisor currently at VALUE ALIGNED RESEARCH ADVISORS, LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 65, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Field's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2022 - Present
VALUE ALIGNED RESEARCH ADVISORS, LLC
October 27, 2014 - October 22, 2021
HRT FINANCIAL LP
Primary Firm SEC Registration
VALUE ALIGNED RESEARCH ADVISORS, LLC
CRD#: 319135 / SEC#: 801-123703
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
VALUE ALIGNED RESEARCH ADVISORS, LLC
CRD#: 319135 / SEC#: 801-123703
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 542,161,194 |
Red Flags
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