Nick Guida

GUIDANCE WEALTH ADVISORS LLC

Lebanon, NJ 08833

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CRD#: 6382447

Professional summary

Nick Guida is a registered financial advisor currently at GUIDANCE WEALTH ADVISORS LLC located in Lebanon, New Jersey.

Nick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nick has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) GUIDANCE INCOME ADVISORS, LLC; INVESTMENT RELATED; LEBANON, NJ; INSURANCE AGENCY; OWNER/INSURANCE AGENT; START DATE 07/2022; 20/HOURS PER MONTH WITH ALL HOURS DURING SECURITIES TRADING HOURS 2.) GUIDANCE WEALTH ADVISORS; INVESTMENT RELATED; LEBANON, NJ; RIA; MANAGING MEMBER/CCO/IAR; START DATE 04/2022; 160 HRS/MTH, 15 OF THOSE HOURS DURING TRADING. 3.) AUTHOR & PUBLISHED AUTHOR; NON-INVESTMENT RELATED; WRITES BOOKS AND ARTICLES; 8 HRS/PER MONTH 0 DURING TRADING HOURS; PUBLISHED AUTHOR FOR FORBES; MONEY.COM; ANNUITY 123 AND FORTUNE.COM. 4.) GUIDANCE SOLAR ADVISORS, LLC; NON-INVESTMENT RELATED; EASTON, PA; PURCHASING SOLAR EQUIPMENT; MEMBER; START DATE 11/4/2024; 9 HOURS/MONTH WITH 0 DURING TRADING HOURS; CONDUCTS DUE DILIGENCE ON THE OPERATORS, PROPERTIES, EQUIPMENT, TRANSACTIONS, AND LAWS SURROUNDING SOLAR OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nick Guida's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2022 - Present

GUIDANCE WEALTH ADVISORS LLC

Office #1: 1225 Nj - Route 31 South Building C, Suite 324, Lebanon, NJ 08833

RIA

CRD#: 321248

Lebanon, NJ

Past

August 21, 2019 - August 15, 2022

A BETTER WAY FINANCIAL, LLC

RIA

CRD#: 304914

ALLENTOWN, PA

Past

August 19, 2014 - December 16, 2019

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

WHITEHALL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/12/2022)

IAR

Pennsylvania
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2014

Uniform Investment Adviser Law Examination

Current Firm

GUIDANCE WEALTH ADVISORS LLC

CRD#: 321248 / SEC#:

New Jersey

Registered Investment Advisory firm - (8/12/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/28/2022 Approved)

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Contact information

Main Address

1225 Nj - Route 31 South Building C, Suite 324, Lebanon, NJ 08833

Mailing Address

Phone number

(610) 750-9444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 27,847,903

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nick Guida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nick Guida's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDANCE WEALTH ADVISORS LLC

A BETTER WAY FINANCIAL, LLC

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2014

Current Firm

GUIDANCE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDANCE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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