JM
Jason S. Moore
FIFTH THIRD SECURITIES
Charleston, WV 25301
Some features on this profile are disabled
CRD#: 6382296
JM
Professional summary
Jason Scott Moore, who also goes by Jason Scott Moore, Jason Moore, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Charleston, West Virginia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jason has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Scott Moore | Jason Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ordained minister - Hurricane, WV - officiate weddings - nominal hrs/mo (1 mkt hr) - not securities related - will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Jason Scott Moore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Scott Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 700 Virginia St East Suite 100, Charleston, WV 25301Office #2: 101 River Rd., Barboursville, WV 25504Office #3: 3049 Mt. Vernon Rd., Hurricane, WV 25526Office #4: 4515 Maccorkle Ave, Charleston, WV 25304RIA
BD
CRD#: 628
Charleston, WV
Current
March 13, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 700 Virginia St East Suite 100, Charleston, WV 25301Office #2: 101 River Rd., Barboursville, WV 25504Office #3: 3049 Mt. Vernon Rd., Hurricane, WV 25526Office #4: 4515 Maccorkle Ave, Charleston, WV 25304RIA
BD
CRD#: 628
Charleston, WV
Past
November 30, 2021 - March 6, 2024
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
SOUTH CHARLESTON, WV
Past
November 26, 2021 - March 6, 2024
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
SOUTH CHARLESTON, WV
Past
July 30, 2020 - November 16, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CHARLESTON, WV
Past
July 15, 2020 - November 16, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CHARLESTON, WV
Past
May 10, 2018 - July 1, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ROCKY MOUNT, NC
Past
February 21, 2018 - July 1, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROCKY MOUNT, NC
Past
September 11, 2014 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Kentucky(3/13/2024)
RR
Maryland(6/14/2024)
RR
Nebraska(6/14/2024)
RR
New Hampshire(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(3/13/2024)
RR
Pennsylvania(6/14/2024)
RR
Rhode Island(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Virginia(6/14/2024)
RR
West Virginia(3/13/2024)
IAR
West Virginia(3/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Charleston, WV 25301TRUST BUT VERIFY
Monitor Jason Moore
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
