Eric B. Hailer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Brooks Hailer was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2014. Eric had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - August 23, 2021
AMUNDI ASSET MANAGEMENT US, INC.
July 30, 2018 - December 31, 2020
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
July 24, 2018 - August 23, 2021
AMUNDI DISTRIBUTOR US, INC.
May 27, 2015 - July 3, 2018
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
May 19, 2015 - July 3, 2018
NYLIFE DISTRIBUTORS LLC
November 28, 2014 - April 28, 2015
UBS FINANCIAL SERVICES INC.
November 3, 2014 - April 28, 2015
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI ASSET MANAGEMENT US, INC.
CRD#: 107719 / SEC#: 801-8255
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 122,060,989,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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