James B. Talbert

AFFORDABLE LIFE PLANS

FRISCO, TX 75034

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CRD#: 6381816

Professional summary

James Braxton Talbert, who also goes by James Talbert, is a registered financial advisor currently at AFFORDABLE LIFE PLANS, LLC located in Frisco, Texas and BRAXTON FINANCIAL GROUP, LLC located in Frisco, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

James Talbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James Talbert is a member of Sapient Insurance Agency, which is not investment-related, and began with company on June, 2015. The insurance agency is currently in start up phase and operates out of Addison, TX 75001. Time spent per month is 10 hours on average. James is also sole owner of Safeguard Capital, LLC. This company is a debt buyer operating out of Addison, TX 75001, and is not investment-related. James spends approximately 10 hours on average per month with this role. His duties include managing previous debt portfolios the company purchased, but no longer purchases new debt.James started relationship with company in September 2009. James is also sole owner of Eckity Capital Markets, LLC. This company is a debt buyer operating out of Addison, TX 75001, and is not investment-related. James spends approximately 10 hours on average per month with this role. His duties include managing previous debt portfolios the company purchased, but no longer purchases new debt. James started relationship with company in May 2008

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Braxton Talbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2016 - Present

AFFORDABLE LIFE PLANS, LLC

Office #1: 6136 Frisco Square Blvd Suite 400, Frisco, TX 75034

RIA

CRD#: 164009

FRISCO, TX

Current

August 1, 2018 - Present

BRAXTON FINANCIAL GROUP, LLC

Office #1: 6136 Frisco Square Blvd Suite 400, Frisco, TX 75034

RIA

CRD#: 292903

FRISCO, TX

Past

August 1, 2018 - December 31, 2023

BRAXTON FINANCIAL GROUP, LLC

RIA

CRD#: 292903

DALLAS, TX

Past

February 9, 2016 - December 31, 2023

AFFORDABLE LIFE PLANS, LLC

RIA

CRD#: 164009

CARROLLTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 2/9/2016

Uniform Investment Adviser Law Examination

Current Firm

BRAXTON FINANCIAL GROUP, LLC

CRD#: 292903 / SEC#:

Texas

Registered Investment Advisory firm - (8/1/2018 Approved)

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Contact information

Main Address

6136 Frisco Square Blvd Suite 400, Frisco, TX 75034

Mailing Address

Phone number

(888) 248-9074

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 35,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Talbert

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Braxton Talbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFFORDABLE LIFE PLANS, LLC

BRAXTON FINANCIAL GROUP, LLC

BRAXTON FINANCIAL GROUP, LLC

AFFORDABLE LIFE PLANS, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 2/9/2016

Current Firm

BRAXTON FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRAXTON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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