Nathan E. Tepp

EQ WEALTH MANAGEMENT

Seattle, WA

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CRD#: 6381611

Professional summary

Nathan Evan Tepp, CFP®, who also goes by Nate Evan Tepp, is a registered financial advisor currently at EQ WEALTH MANAGEMENT located in Seattle, Washington.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Evan Tepp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Evan Tepp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

January 6, 2020 - Present

EQ WEALTH MANAGEMENT

RIA

CRD#: 291033

Seattle, WA

Past

June 19, 2015 - January 15, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEATTLE, WA

Past

May 7, 2015 - January 15, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEATTLE, WA

Past

September 10, 2014 - April 22, 2015

KUTSCHER BENNER BARSNESS & STEVENS, INC.

RIA

CRD#: 107475

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQ WEALTH MANAGEMENT

EQ WEALTH MANAGEMENT | EQ, LLC

CRD#: 291033 / SEC#: 801-112224

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/10/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2015

General Securities Representative Examination

Current Firm

EQ WEALTH MANAGEMENT

EQ WEALTH MANAGEMENT | EQ, LLC

CRD#: 291033 / SEC#: 801-112224

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

Bellevue, WA

Mailing Address

P. O. Box 53446, Bellevue, WA 98105

Phone number

(425) 434-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (291033) (4/22/2025)

Regulatory assets under management

Total Number of Accounts	2,113
AUM (Assets Under Management)	$ 722,956,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan E. Tepp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Evan Tepp's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

KUTSCHER BENNER BARSNESS & STEVENS, INC.

Primary Firm SEC Registration

EQ WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/2015

Series 65

Date: 9/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2015

Current Firm

EQ WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQ WEALTH MANAGEMENT

TRUST BUT VERIFY

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