Michael A. Zahm
VOYA FINANCIAL ADVISORS
Fishers, IN
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CRD#: 6381591
Professional summary
Michael Anthony Zahm, CFP® is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Fishers, Indiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7629 GARRICK ST; FISHERS; IN; 46038; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/27/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:A & Z COMPANY LLC; Yes; 505 AGNES ST; HUNTINGTON; IN; 46750; REAL ESTATE; OWNER/MEMBER; 7/1/1998; 2; 0; Help maintain property and manage the Vanguard Investment account for A&Z Comapny.| BIPPUS STATE BANK POSITION: SHAREHOLDER NATURE: SHAREHOLDER INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 150 HAUENSTEIN RD, HUNTINGTON IN 40750, United States DESCRIPTION: SHAREHOLDER/NO DUTIES HAMILTON EAST PUBLIC LIBRARY POSITION: Board of Trustees NATURE: This is a public library serving the eastern half of the county in which I live. They serve the cities of Noblesville and Fishers. The library loans books and multimedia materials to its patrons. It also provides meeting spaces for individuals and groups. It has a Maker's Space where patrons can make use of a 3-D printer, computer stations and other arts and crafts activities. The library also hosts a variety of activities designed to promote literacy. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 5 Municipal Drive, Fishers IN 46038, United States DESCRIPTION: My duties will involve serving on the seven-member Board of Trustees which oversees the administrators of the library in an advisory capacity. We help to ensure the library meets its stated goals of promoting literacy and general education in the community. We also oversee the budget to ensure taxpayer dollars are spent wisely.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Zahm's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Zahm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
November 28, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Fishers, IN
Current
November 18, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
Fishers, IN
Past
December 23, 2014 - November 21, 2016
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
INDIANAPOLIS, IN
Past
December 2, 2014 - November 21, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Florida(7/5/2023)
RR
Indiana(11/18/2016)
IAR
Indiana(11/28/2016)
RR
Iowa(6/17/2025)
RR
Mississippi(7/24/2024)
RR
Ohio(8/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
