Anthony R. Ruiz

RUIZ FINANCIAL GROUP

TOLEDO, OH 43617

CRD#: 6381319

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Professional summary

Anthony Ray Ruiz, CFP®, CPWA®, who also goes by Anthony Ray Ruiz, Anthony Ruiz, Tony Ruiz, is a registered financial advisor currently at RUIZ FINANCIAL GROUP, LLC located in Toledo, Ohio.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Education Planning

Employee and Employer Plan Ben...

Investment Planning

Insurance Planning

Life Transitions

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Anthony Ray Ruiz | Anthony Ruiz | Tony Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ray Ruiz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-04-20

Expire date: 2024-03-31

Experience

Current

May 28, 2026 - Present

RUIZ FINANCIAL GROUP, LLC

Office #1: 2718 Centennial Road, Toledo, OH 43617

RIA

CRD#: 342372

TOLEDO, OH

Past

April 8, 2024 - June 1, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOLEDO, OH

Past

April 8, 2024 - June 1, 2026

LPL FINANCIAL LLC

CRD#: 6413

TOLEDO, OH

Past

June 29, 2020 - April 9, 2024

EDWARD JONES

RIA

CRD#: 250

SYLVANIA, OH

Past

June 29, 2020 - April 9, 2024

EDWARD JONES

CRD#: 250

SYLVANIA, OH

Past

March 13, 2017 - June 29, 2020

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

TOLEDO, OH

Past

April 23, 2015 - June 29, 2020

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

TOLEDO, OH

Past

August 11, 2014 - April 1, 2015

FIFTH THIRD SECURITIES, INC.

CRD#: 628

HOLLAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/11/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RUIZ FINANCIAL GROUP, LLC

CRD#: 342372 / SEC#:

Ohio

Registered Investment Advisory firm - (5/28/2026 Approved)

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Contact information

Main Address

2718 Centennial Road, Toledo, OH 43617

Mailing Address

Phone number

(419) 360-3945

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Anthony R. Ruiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ray Ruiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2017

Series 63

Date: 8/29/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2017

Series 6

Date: 8/11/2014

Current Firm

RUIZ FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

RUIZ FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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