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DG

David A. Galka

GLP INVESTMENT SERVICES
Farmington, MI 48336
Some features on this profile are disabled
CRD#: 6381066
DG

Professional summary

David Allen Galka is a registered financial professional currently at GLP INVESTMENT SERVICES, LLC located in Farmington, Michigan.

David is registered as a RR (Registered Representative) and started their career in finance in 2014. David has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Allen Galka's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2014 - Present

GLP INVESTMENT SERVICES, LLC

Office #1: 33335 Grand River, Farmington, MI 48336
BD
CRD#: 25450
Farmington, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(11/24/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 11/24/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/12/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GLP INVESTMENT SERVICES, LLC
CENTURION CAPITAL AND SECURITIES CORPORATION | GLPIS INSURANCE SERVICES, LLC | GLP INVESTMENT SERVICES, LLC | CHAMBERS MARTIN & CO.

CRD#: 25450 / SEC#: , 8-41868

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
33335 Grand River, Farmington, MI 48336
Phone number
(248) 489-0101
Established
Michigan since 06/14/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KOCOVES, ALEXANDER KMEMBER
ROLNITZKY, JUSTIN BENJAMINDIRECTOR / PRINCIPAL6030236
WOOLSON, DARREN ANDREWCEO, COO/POO, CFO/PFO, CHIEF COMPLIANCE OFFICER4055818

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLP INVESTMENT SERVICES, LLC

CRD#: 25450Farmington, MI 48336

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