Ashley L. Dunning

SVB ASSET MANAGEMENT

Ennis, MT

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CRD#: 6381017

Professional summary

Ashley Lynn Dunning, who also goes by Ashley Lynn Brandes, Ashley Brandes, Ashley Lynn Mcelhaney, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in Ennis, Montana.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Ashley has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Lynn Brandes | Ashley Brandes | Ashley Lynn Mcelhaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)10/2019 Inspire Investing, LLC; Vice President of Compliance; Investment Related; 40 hours/month - ETF launch prep, approval of ETF factsheets, approval of website updates, social media postings, articles/blogs for publishing, email review/surveillance, general oversight 2)10/2019 Inspire Advisors, LLC; Vice President of Compliance; Investment Related; 120 hour/month - approval of social media postings, website updates, mass email review, blogs/articles to be published by our advisors. Email review/surveillance. General oversight. Filing submissions. Onboarding new advisors. Compliance material updates. Vetting new third party companies. Cyber-security reviews.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Lynn Dunning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2022 - Present

SVB ASSET MANAGEMENT

RIA

CRD#: 124567

Ennis, MT

Past

August 12, 2020 - October 13, 2022

INSPIRE INVESTING, LLC

RIA

CRD#: 171988

Ennis, MT

Past

August 7, 2020 - October 13, 2022

INSPIRE ADVISORS, LLC

RIA

CRD#: 300279

Ennis, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2020

Uniform Investment Adviser Law Examination

Current Firm

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

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Contact information

Main Address

222 2nd Street, San Francisco, CA 94105

Mailing Address

Phone number

(866) 719-9117

Established

Firm type

Fiscal year end

# of Employees

104

SEC notice filing (20 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SVB ASSET MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 32,960,320,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashley L. Dunning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Lynn Dunning's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB ASSET MANAGEMENT

INSPIRE INVESTING, LLC

INSPIRE ADVISORS, LLC

Primary Firm SEC Registration

SVB ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2020

Current Firm

SVB ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SVB ASSET MANAGEMENT

TRUST BUT VERIFY

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