Sara P. Searle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sara Pennisi Searle, who also goes by Sara Nicole Pennisi, was a registered financial professional .
Sara is a previously registered financial professional and started their career in finance in 2014. Sara had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2015 - January 3, 2018
TRILOMA ENERGY ADVISORS LLC
September 25, 2015 - January 3, 2018
TRILOMA SECURITIES, LLC
February 20, 2015 - September 11, 2015
NEWPORT GROUP SECURITIES, INC.
November 5, 2014 - September 11, 2015
NEWPORT GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRILOMA ENERGY ADVISORS LLC
CRD#: 175326 / SEC#: 801-96190
Contact information
Red Flags
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